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NICHOLAS: The name of five popes.
Nicholas I.: Pope 858-867. He was a Roman
by birth, son of the defensor Theodore, and was
connected with the Lateran basilica as a subdeacon
from the time of Sergius II. (844-47), as a deacon
from that of Leo IV. (847-55). His wisdom and
eloquence had long been noted, and under Benedict
III. he had exercised a great influence on the policy
of the Church. When Benedict died (Apr. 7, 858),
the Emperor Louis II. hastened to Rome to secure
the election of a candidate to his liking, and it is
possible that he was responsible for the choice of
Nicholas. Consecrated on Apr. 24, he soon won the
affection of the people, maintaining a monastic sim-
plicity in his life and devoting himself to works of
charity, to well-considered government, and to the
erection of new churches. His historical impor-
tance, however, lies in the facts that he established a
wholly new conception of the dignity and power of
the papacy and that he made this theory practically
felt throughout the West. Gelasius I., indeed, had
given a standard expression to the papal claims, as
they had developed in course of time, in the famous
decretal Duo quippe, asserting that the pope, di-
vinely chosen ruler of the Church, was as such equal
in rank to the emperor and independent of him,
though in temporal matters his subject, as the em-
peror was of the Church in spiritual things. But
these claims had been of no effect in practise; it
was Nicholas who made them effective, and drew
their logical consequences. The pope, he asserted,
was the absolute ruler of the universal Church,
the bishops were his officers, and synods but in-
struments to express and register the papal will;
church law is not law except when approved by the
pope, who is the supreme judge, the personal repre-
sentative of Christ. These far-reaching claims would
probably not have found acceptance if the most
powerfi^ western church, that of the Frankish em-
pire, had not been prepared for them by the Pseudo-
Isidorian Decretals (q.v.). But these were not the
source from which Nicholas derived them; it was
not until after 864 that he even used this support
for them. And he goes even beyond the assertions
of the forged decretals, assuming not merely a prece-
dence of etiquette over all secular princes but the
power of commanding them as seems good to him.
It is not, then, surprising that he regards the em-
peror as the vassal of St. Peter, and the papal
unction, coronation, and confirmation as at least
equally essential with the validity of royal descent.
In a word, it is not too much to say that Nicholas
created the medieval papacy.
He was particularly fortunate in being able to
gratify his hierarchical ambition at the same time
that he took the part of a champion of oppressed
innocence. The first case in which this opportunity
was offered him occurred in 860; the innocent victim
was the patriarch Ignatius of Constantinople (q.v.),
the unjust oppressors were the eastern Emperor
vin.— 11
Bardas and his intruding candidate Photius (q.v.).
Nicholas answered their appeal for support not by
confirming the new patriarch but by sending an
embassy to investigate the circumstances of his
election, at the same time taking occasion tp enforce
a number of Roman claims in the East. The party
of Photius won over the papal legates; with their
assent a great council in Constantinople (May, 861)
declared for Photius. Ignatius appealed directly to
the pope, and thus gave him a new occasion to inter-
fere in Eastern affairs. In a solemn encyclical to the
Eastern patriarchs (May 8, 862) he warned them not
to acknowledge Photius, and when this method
proved ineffective, at a Roman synod in April, 863,
" by virtue of the judgment of the Holy Ghost speak-
ing through him," he deposed and excommunicated
Photius.
A similar conflict on behalf of oppressed innocence
and at the same time of the claims of Rome was
that with John, archbishop of Ravenna. Leo IV.
had already threatened this violent man and his
brother with severe penalties for their ill-treatment
of papal subjects; and now the bishops of the .Emil-
ia complained of illegal exactions and other mis-
deeds on his part. Nicholas saw an opportunity to
dispose forever of Ravenna's pretensions to inde-
pendence; he summoned John three times to appear
before him, and excommunicated him in default.
John sought help in vain from the emperor, and was
finally forced to make submission at a Lateran
synod (Nov. 18, 861), renouncing the special preroga-
tives of his see. Nicholas won a similar victory over
the most powerful West-Frankish metropolitan,
Hincmar (q.v.) of Reims, and thus succeeded in
making effective against the Greeks the support of
the Frankish church, which now obeyed him as it
had obeyed Charlemagne. In the matter of the
matrimonial relations of Lothair he once more mas-
terfully asserted his personality and his principles.
The conflict here [which concerned the power to
divorce a queen (on false charges) and to marry
another woman] was complicated by the fact that
it was not only between the Frankish and the Roman
conceptions of the power of the papacy but between
Frankish and Roman marriage laws; but Nich-
olas had public opinion on his side, as contending
for a sacred principle of morals. All his plans were
on a large and impressive scale. He conducted
the work of .the Roman mission among the Bul-
garians with such wisdom, as shown in the famous
Responaa ad conauUa Bvlgarorum, that he deserves
a place as a missionary organizer by the side of
Gregory the Great (see Bulgarians, Conversion
OF the). In Moravia he did not give the first im-
pulse to the mission, but by winning the support
of Cyril and Methodius he secured the dominance of
Roman instead of Greek Christianity. On the
whole, he reached the goal at which he aimed.
When he died (Nov. 13, 867) the pope, not the
emperor, was recognized in the West as the head
of Christendom. It should also be mentioned that
Nicholas was an exception among the early popes
for intellectual culture; he was not only a diligent
student of the decretals of his predecessors but he
knew the code of Justinian and had a respectable
acquaintance with the Fathers. This wide reading
NiohoUui n. — ^V.
THE NEW SCHAFF-HERZOQ
169
gave him a high idea of the influence of literature
on church life; he was the first prince of the Church
who took up seriously the ([uestion of establishing
a clericiil censorship of books. (H. B^hmer.)
BinuouKAPHr: The EpxMola aro to be found io MPL,
cxix. 709 iiqq., cxxix. 1011-16. Coruiult: E. DOmmler,
GetchichU drt^ otifr^nkiachm Reiches. ii. .')2-217, Leipsic,
1K87; Ii. Ldmmnr, i*ap«t Sirholan I. und die 6yzanlint-
ache Staatakirche seiner Zeil, Berlin, 1857; J. M. F. Fran-
tin. Le Papr Nirolait I. et le jeune roi IMhaire^ Dijon.
1K62: F. Rocqunin, La Pajtaute au moyen dge^ Paris.
1H81; J. LanKtm, (learhirhtr d*'r rt'tniaehen Kirehet iii. 1-
113. Bonn. 1892; J. Roy, in £tudcs tThiMoire du moyen
Age drdi^s a Gtibrid Manod, pp. 95-1U5. Paris. 1896; idem,
JSaifU S'ichotas /., Tiondon. 1901; F. GreRorovius. Hitt.
of the City of Home. iii. 120-155, London. 1895; Creichton.
Popen. i. 14-15. ii. HM); Bower. Popeti, ii. 229-267; Mil-
man. Luiin ChriMianity, iii. 21-56. 119; Platina. Popes, i.
227-2.H0: Mann. Popra, iii. 1-148; Hauck. KD, ii. 533-557.
Nicholas II.: Pope 1058-61. Immediately after
the death of Pope Stephen X. (Mar. 29, 1058) the
aristocnitic party at Rome proceeded to secure the
8ucces8ion in the person of a candidate of their
choice; and on April 5 Bishop Giovanni of Velletri
was officially enthrone<i as Benetiict \. Realizing
that this promotion might reproduce the conditions
which hud formerly necessitated the interference of
Henry III.. IliUlebrand effected an understanding
with Duke Cioilfrey, whereby Bishop Gerard of
Florence was to supplant Benedict X., contrived to
alienate a faction of the Romans from Beneilict
and win them for Geranl, and obtained the assent
of the empre.**s of Germany to the proposed election
of liishop Gonird. Acconlingly, the cardin:ds, who
had flcii from Rome, were convened at Siena, and
Bi.<hop Gerard was elected pope in Dec.. 1058.
In, Ian.. 1051). Bene<iict X. was expelleil from Rome,
and on Jan. 24 Bishop (lerard was enthroned a8
Nicholiis II.
Kvents luiving shown that the Normans were not
to be tlriven fnim southern Italy by force, Nicholas
1 1, came to tenns with them jx»aceably in Aug., 1050.
lie investeil Duke Robert Guiscard with Apulia,
Calabria, and Sicily: Prince Richard with Capua,
nnviving in turn their t>;iths of allegiance. Robert
pn>niisiMi to observe loyalty to the jx)pe, to support
the Roman Church in the maintenance of its sov-
enMjrn pn*n>patives and possessions, to assist Pope
Nicholas in .-^t^cun^ly and honorably ssifeguarding
the Romnn papacy, and la.stly, in the event of the
cleat h t>f Nicholas II. or of his successors, to give
IumhI to the ailmonition of the cardinals and render
due aid in electing anil installing a po|>e in keeping
with the honor of St. Peter. In the terms of a sec-
ond oath, and in ortier to empliasize the relationship
of vassal and lord. Roln^rt pnMuiseil to dischaige
an aimual tribute of twelve thmirii to the pope for
evrry yoke of oxen. Thus the Normans obtained
riM'ognition of the fruits of their pt^^lioy of conquest*
and the right of exjHx^taney to further territori:d
enlargements, while the pojv gaineil jiuch militan*
support as made him ii\de|HMulent alike of the West-
ern and of the Ma stern l\inpirt\ Thanks to the j
Nonnans* asMstanee Po|h» Beiunlict X. w:is iwluceil '
X\i capitulation at iialera \\\ the autumn, and thus :
the factional mobility's papacy was annulled. This '
lUlianer ^\^th the Normans had its complement in
an umicratanding with the Paterenes (q.v.^ in north-
em Italy, the immediate result of which was the
subjection of Milan to the papal see.
The effects of these alliances with the Normans and
the Paterenes were manifest at the Lateran synod
of Nicholas II. in April, 1059. The synod could not
profess to represent the Church at large, seeing that
hardly any but Italian ecclesiastics were present. Its
most important enactment was the adoption of the
celebrated law vdXh reference to the papal election
which instituted new canons of procedure regarding
the occupancy of the papal see (cf. Mirbt, QtifUen,
2d ed., no. 181, pp. 97 sqq.). This law contains the
following pn^-isos: (J 1) That after a pope's de-
cease, and first in order, the cardinal bishops shall
assemble for the sake of advising in regard to who
shall be the papal successor. In the next {daoe,
that when they have reached an agreement they
sh:dl convene the cardinal clerics and, conjomt^
with these, complete the election, whereupon xht
rest of the clei^gy and the people of Rome shall
voice their assent in the way of conclusion. ((2)
Cardinal bishops and cxirdinal clerics take the lead,
in course of the election, being followed by the other
participants. (S 3) The candidate for the papal
dignity is to be sought, first of all, among the Roman
clerg>'; but if no suitable choice is here to be found,
a candidate may then be selected elsewhere. (S 5)
Rome holds the first rank for place of election. In
the supposable contingency that owing to the de-
pravity of evil men, a pure and unadulterated
election were out of the question there, the cardinal
bishops shall have the right, in conjunction i^ith the
cardinsd clerics and devout la>'mcn, even though
but few in number, to elect the pope at what place
they deem proper. (J 6) In the contingency that,
after due election, some stress of war, or any ma-
levolent onset whatsoever, prevents the elected
pontiff from being enthroned in the apostolic see in
accord with the traditional usage, nevertheless^
being once elected, he shall possess plenaxy eocles-
iistical authority as pope. This clause is corrob-
orated by the paragraph on royalty (§ 4) : " Withal
shall bounden honor and respect be obsenr'ed to-
ward our beloved son Henry, who is presently ]dq&
and of whom the hope is entertained that with Godj
help he may one day become emperor; even as le
have already so granted him approbation as likewise
to his successors, who have gained this right (in-
perial dignity) from this apostolic see." This law
aimed first of all to legalize, by canonical proee^
the course pursued at the elevation of Nicholas IL
It was at once the means, however, of pennaneotly
committing the papal elections to the sti-ay of anf
set of factors; and inasmuch as this purpose **
also achieved, it marks a turning-point in tbehistoiT
of pontifical elections.
At the synod of 1059 measures were enacted
reganling celibacy, and a law was passed prohibiting
lay investiture. At the same time Birenpr «
Tours retracte<l his doctrines on the Eucharist
.Vt a new synod in the spring of 1060 a decree wai
f rameil against simonists, Benedict X. was solemnly
divested of his dignities, and the new election la'
was ratified. Soon after this synod the caidinil
priest Stephen went as papal legate to the Gennaa
court to allay the disfavor prevalent in that quarter,
REUGIODS ENCYCLOPEDIA
Niohote* n . — V.
but, after waiting five days io vain for an audience,
he wa« obliged to return to Rome without having
delivered the pope's message. This abrupt rejection
was followed, perhaps not before the early part of
1061, by the German episcopate's adverse declara-
tion respecting the Curia. The exact time and
place of thia transaction are unknown. Those
German prelates then resolved not only to quash
the pope's ruhngs altogether, but even to depose him ;
but neither political nor ecclesiustical consequences
ensued. Nicholas II. died at Florence on July IS
or 27, 1061 (on the former date, of. Muratori, Serip-
toreg, p. 944; for the alternative date, cf. MOH,
Srript., V [1844], 427), He wae not an eminent
pope, but his brief pontificate is distinguished by
important and fruitful events. Cari, Mirst,
BlaiioaKAPaT. Tbv Diptamata, episioitg, dtcrtta srv in
UPL. cilui. 1301-06: J&ffe. R^iMa. i. SGT-SM. ii. TfiO.
Cooault J. H. Wsllcricb. PoJitificam Romanarum vita. i. 2Ue
»qq.. 738-739. Leip.ie. iWi\ V. Scheffei-Boiibonl. Dw
Nettordnw der FapatvjiM dtath Nikaiaua II., UtraAburg,